Securities Violations

Janet Hoffman & Associates LLC has extensive experience representing individuals and corporations in criminal enforcement actions concerning securities fraud, insider trading, and other corporate compliance matters. Janet Hoffman and her skilled team of associate criminal defense attorneys have extensive experience in matters relating to alleged fraudulent financial statements and alleged misstatements to the investment community.

Representative Cases

  • Representation of employees and executives in connection with criminal investigations and SEC enforcement actions involving allegedly fraudulent accounting practices, violations of substantive law, and other matters under SEC jurisdiction were successfully resolved.